SEC Form 4 · accession 0001209191-18-063153
HARVARD BIOSCIENCE INC · HBIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Kennedy
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 14, 2018 | G | 47,687 | $0.00 | D | 262,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved gifts of securities by the reporting person. Purchase price is not applicable as these transactions were bona fide gifts.
- F2Includes (a) a deferred stock award of 800 restricted stock units which vest on December 31, 2018; (b) a deferred stock award of 18,100 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 17, 2018, immediately prior to the commencement of such meeting, and (ii) May 17, 2019; (c) a deferred stock award of 3,475 restricted stock units which vest on December 31, 2018; and (d) 240,418 shares of common stock held by the Reporting Person.
Remarks
This form has been signed under power of attorney.