SEC Form 4 · accession 0001209191-15-051852

HARVARD BIOSCIENCE INC · HBIO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 9, 2015

Accepted (ET)

Jun 10, 2015 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001123494

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 9, 2015	M	7,070	$2.56	A	333,878	D
Common Stock^F2	Jun 9, 2015	M	3,301	$3.71	A	337,179	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock option (right to buy)^F3,F4	$2.56	Jun 9, 2015	M	7,070	D	—	Jun 1, 2022	Common stock, par value $0.01 per share	7,070	0	D
Stock option (right to buy)^F3,F5	$3.71	Jun 9, 2015	M	3,301	D	—	May 24, 2017	Common stock, par value $0.01 per share	3,301	0	D

F1Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 319,478 shares of common stock held by the Reporting Person.
F2Includes (a) a deferred stock award of 14,400 restricted stock units which fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 4, 2015, immediately prior to the commencement of such meeting, and (ii) June 4, 2016.; and (b) 322,779 shares of common stock held by the Reporting Person.
F3Represents exercise of stock options granted pursuant to the Issuer's 2000 Stock Option and Incentive Plan, as amended.
F4The options vested in three equal installments of June 1, 2013, 2014 and 2015.
F5The options vested in three equal installments of May 24, 2008, 2009 and 2010.

This form is signed under power of attorney.