SEC Form 4 · accession 0001544509-17-000003
Crystal Rock Holdings, Inc. · CRVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AB Value Management LLC
10% Owner
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 8:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Mar 8, 2017 | P | 1,500 | $0.76 | A | 2,393,157 | I | See Footnote |
| Common Stock, par value $0.001 per shareF4 | holding | — | — | — | 1 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1500 Shares of Common Stock purchased directly by AB Value Partners, LP.
- F2Represents 873,496 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.
- F3This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.
- F4Represents 1 Share of Common Stock owned by Andrew Berger directly.