SEC Form 4 · accession 0001171843-18-002225
Crystal Rock Holdings, Inc. · CRVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Baker
Officer — Executive Vice President · Director · 10% Owner
Period of report
Mar 23, 2018
Accepted (ET)
Mar 23, 2018 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Mar 23, 2018 | D | 5,411,134 | $0.97 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of upon the effectiveness of the merger of CR Merger Sub, Inc. ("Purchaser"), a wholly owned indirect subsidiary of Cott Corporation ("Cott"), with and into the Issuer on March 23, 2018 pursuant to a merger agreement dated February 12, 2018 among Cott, Purchaser and the Issuer.