SEC Form 4 · accession 0001209191-18-004693
BANK MUTUAL CORP · BKMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberlie D. Weekley
Officer — Senior VP of Bank Mutual
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 20,000 | $6.10 | A | 46,900 | D | |
| Common Stock | Jan 19, 2018 | F | 11,041 | $11.05 | D | 35,859 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buyF1 | $6.10 | Jan 19, 2018 | M | 20,000 | D | — | Aug 18, 2024 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Stock options granted under the 2014 Incentive Compensation Plan. The options are fully vested.