SEC Form 4 · accession 0001209191-16-092741
BANK MUTUAL CORP · BKMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A. Mauer
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 20, 2016 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2016 | A | 1,800 | — | A | 4,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buyF2 | $6.01 | holding | — | — | — | — | May 6, 2024 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Restricted stock grant under the 2014 Incentive Compensation Plan. The shares (1,800 shares in the original grant) vest in annual installments of 33% each beginning January 19, 2017.
- F2Stock option granted under the 2014 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning May 6, 2015.