SEC Form 4 · accession 0001209191-15-006007
BANK MUTUAL CORP · BKMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Mekemson
Officer — Senior VP of Bank Mutual
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | A | 4,000 | — | A | 18,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buyF2 | $6.70 | Jan 20, 2015 | A | 1,000 | A | — | Jan 20, 2025 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Restricted stock grant under the 2014 Incentive Compensation Plan. The shares (4,000 shares in the original grant) vest in annual installments of 33% each beginning January 20, 2016.
- F2Stock options granted under the 2014 Incentive Compensation Plan. The options (1,000 in the original grant) vest in annual installments of 33% each beginning January 20, 2016.