SEC Form 4 · accession 0001534158-16-000233
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel R. Rathbun
Officer — SVP, Mergers & Acquisitions
Period of report
Mar 13, 2016
Accepted (ET)
Mar 15, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2016 | M | 2,500 | — | A | 3,640 | D | |
| Common Stock | Mar 13, 2016 | F | 833 | $29.46 | D | 2,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 13, 2016 | M | 2,500 | D | Mar 13, 2016 | Mar 13, 2016 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes dividend equivalents earned with respect to the vested restricted stock units.