SEC Form 4 · accession 0001534158-15-000097
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig M Nikrant
Officer — SVP President Global SEM
Period of report
Jun 3, 2015
Accepted (ET)
Jun 4, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 16,100 | $14.81 | A | 23,353 | D | |
| Common Stock | Jun 3, 2015 | D | 10,156 | $39.38 | D | 13,197 | D | |
| Common StockF1 | Jun 3, 2015 | S | 7,253 | $39.2818 | D | 5,944 | D | |
| Common StockF2 | Jun 3, 2015 | S | 747 | $39.2716 | D | 16,324 | I | by Trust |
| Common StockF3 | holding | — | — | — | 26,619 | I | Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $14.81 | Jun 3, 2015 | M | 16,100 | D | — | Feb 16, 2021 | Common Stock | 16,100 | 0 | D |
Explanation of responses
- F1The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.274 per share to a high of $39.31 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- F2The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.262 per share to a high of $39.274 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- F3The information in this report is based on a PolyOne Retirement Savings Plan statement as of June 3, 2015. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occurred, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
- F4The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.