SEC Form 4 · accession 0001534158-15-000065
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Van Hulle V
Officer — SVP, President of GCAI
Period of report
Feb 14, 2015
Accepted (ET)
Feb 17, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2015 | M | 10,400 | — | A | 10,720 | D | |
| Common Stock | Feb 14, 2015 | F | 3,467 | $40.05 | D | 7,253 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | Cust of UGMA Acct | |
| Common Stock | holding | — | — | — | 10,000 | I | by Daughter | |
| Common Stock | holding | — | — | — | 3,000 | I | by Spouse's IRA | |
| Common Stock | holding | — | — | — | 33,972 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 14, 2015 | M | 10,400 | D | Feb 14, 2015 | Feb 14, 2015 | Common Stock | 10,400 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes dividend equivalents earned with respect to the vested restricted stock units.