SEC Form 4 · accession 0001534158-15-000061
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie A. McAlindon
Officer — SVP & President DSS
Period of report
Feb 14, 2015
Accepted (ET)
Feb 17, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2015 | M | 2,700 | — | A | 17,946 | D | |
| Common Stock | Feb 14, 2015 | F | 912 | $40.05 | D | 17,034 | D | |
| Common StockF3 | holding | — | — | — | 5,075 | I | Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 14, 2015 | M | 2,700 | D | Feb 14, 2015 | Feb 14, 2015 | Common Stock | 2,700 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.
- F3The information in this report is based on a PolyOne Retirement Savings Plan statement as of February 13, 2015. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.