SEC Form 4 · accession 0001127602-17-003157
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa K. Kunkle
Officer — SVP Gnrl Counsel & Secretary
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 20,000 | $7.99 | A | 77,068 | D | |
| Common Stock | Jan 30, 2017 | D | 9,777 | $34.10 | D | 67,291 | D | |
| Common StockF1 | Jan 31, 2017 | S | 10,223 | $33.9017 | D | 57,068 | D | |
| Common StockF2 | holding | — | — | — | 1,714 | I | Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $7.99 | Jan 30, 2017 | M | 20,000 | D | — | Feb 17, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The sales price is a weighted average for the sales transactions. The sales prices range from a low of $33.63 per share to a high of $34.29 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- F2The information in this report is based on a PolyOne Retirement Savings Plan statement as of January 30, 2017. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
- F3The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.