SEC Form 4 · accession 0001127602-16-066953
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley C Richardson
Officer — EVP & Chief Financial Officer
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 11, 2016 | M | 20,000 | — | A | 27,713 | D | |
| Common Stock | Nov 11, 2016 | F | 6,701 | $31.36 | D | 21,012 | D | |
| Common StockF3 | holding | — | — | — | 2,501 | I | Savings Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 11, 2016 | M | 20,000 | D | Nov 11, 2016 | Nov 11, 2016 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes dividend equivalents earned with respect to the vested restricted stock units.
- F3The information in this report is based on a PolyOne Retirement Savings Plan statement as of November 11, 2016. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.