SEC Form 4 · accession 0001127602-16-060736
AVIENT CORP · AVNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Garratt
Officer — SVP, Chief Commercial Officer
Period of report
Aug 19, 2016
Accepted (ET)
Aug 19, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2016 | M | 5,000 | — | A | 5,175 | D | |
| Common Stock | Aug 19, 2016 | F | 1,674 | $33.26 | D | 3,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 19, 2016 | M | 5,000 | D | Aug 19, 2016 | Aug 19, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
- F2Includes dividend equivalents earned with respect to the vested restricted stock units.