SEC Form 4 · accession 0001209191-15-062694
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jef Graham
Director
Period of report
Jul 27, 2015
Accepted (ET)
Jul 28, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2015 | M | 1,800 | $14.75 | A | 34,676 | D | |
| Common Stock | Jul 27, 2015 | S | 1,800 | $33.49 | D | 32,876 | D | |
| Common Stock | Jul 27, 2015 | S | 6,000 | $33.50 | D | 26,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3 | $14.75 | Jul 27, 2015 | M | 1,800 | D | — | Jun 2, 2019 | Common Stock | 1,800 | 0 | D |
| Director Stock Option (right to buy)F2 | $18.83 | holding | — | — | — | — | Jul 1, 2015 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2015.
- F2This stock option becomes exercisable at a rate of 1/3rd of the option on each anniversary of 7/1/05, the grant date, such that the entire option will be exerciseable on the third anniversary of the grant date.
- F3The option was granted under the NETGEAR, Inc. 2006 Long-Term Incentive Plan. The option becomes exercisable in full on the date of the Issuer's 2010 Annual Meeting of Stockholders.