SEC Form 4 · accession 0001209191-15-019000
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamesa Rogers
Officer — SVP, Human Resources
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 1,250 | $20.80 | A | 10,401 | D | |
| Common StockF2 | Feb 24, 2015 | S | 1,250 | $32.20 | D | 9,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF8 | $20.80 | Feb 24, 2015 | M | 1,250 | D | — | Jun 13, 2020 | Common Stock | 1,250 | 1,161 | D |
| Common StockF3 | $16.53 | holding | — | — | — | — | Feb 9, 2014 | Common Stock | 365 | 365 | D |
| Common StockF4 | $19.55 | holding | — | — | — | — | Dec 13, 2015 | Common Stock | 1,500 | 1,500 | D |
| Common StockF5 | $30.66 | holding | — | — | — | — | Apr 16, 2017 | Common Stock | 5,000 | 5,000 | D |
| Common StockF6 | $28.79 | holding | — | — | — | — | Jan 11, 2018 | Common Stock | 5,000 | 5,000 | D |
| Common StockF7 | $21.10 | holding | — | — | — | — | Feb 2, 2020 | Common Stock | 15,000 | 15,000 | D |
| Common StockF9 | $33.15 | holding | — | — | — | — | Apr 26, 2021 | Common Stock | 1,600 | 1,600 | D |
| Common StockF10 | $35.32 | holding | — | — | — | — | Feb 3, 2021 | Common Stock | 15,000 | 15,000 | D |
| Common StockF11 | $31.31 | holding | — | — | — | — | Jun 6, 2022 | Common Stock | 15,000 | 15,000 | D |
| Common StockF12 | $32.54 | holding | — | — | — | — | May 16, 2023 | Common Stock | 15,000 | 15,000 | D |
| Common StockF13 | $32.52 | holding | — | — | — | — | Jun 3, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
- F1025% of the option grant is exerciseable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- F1125% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- F1225% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- F1325% of the option grant is exerciseable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
- F2Includes 48 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan.
- F325% of the option grant is exerciseable on 2/9/2005, and 1/48 of the option grant is exercisable each month thereafter.
- F4100% of this option grant is exerciseable as of December 13, 2005, the vesting start date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the vesting start date, so that all underlying shares will be free from transfer restrictions on December 13, 2009.
- F525% of the option grant is exerciseable on 4/16/2008, and 1/48 of the option grant is exercisable each month thereafter.
- F625% of the option grant is exerciseable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- F725% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- F825% of the option grant is exerciseable on 6/13/2011, and 1/48 of the option grant is exercisable each month thereafter.
- F925% of the option grant is exerciseable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.