SEC Form 4/A · accession 0001122904-19-000041

NETGEAR, INC. · NTGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Tamesa Rogers

Officer — SVP, Human Resources

Period of report

Jan 15, 2019

Accepted (ET)

Feb 7, 2019 · 7:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122904

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Jan 15, 2019	M	1,986	$18.58	A	32,145	D
Common Stock	Jan 15, 2019	S	1,986	$37.19	D	30,159	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F2,F11	$18.58	Jan 15, 2019	M	1,986	D	—	Jun 2, 2025	Common Stock	1,986	9,014	D
Common Stock^F3	$16.53	holding	—	—	—	—	Feb 9, 2014	Common Stock	365	365	D
Common Stock^F4	$21.10	holding	—	—	—	—	Feb 2, 2020	Common Stock	1,300	1,300	D
Common Stock^F5	$20.80	holding	—	—	—	—	Jun 13, 2020	Common Stock	827	827	D
Common Stock^F6	$33.15	holding	—	—	—	—	Apr 26, 2021	Common Stock	1,600	1,600	D
Common Stock^F7	$35.32	holding	—	—	—	—	Feb 3, 2021	Common Stock	15,000	15,000	D
Common Stock^F8	$31.31	holding	—	—	—	—	Jun 6, 2022	Common Stock	7,261	7,261	D
Common Stock^F9	$32.54	holding	—	—	—	—	May 16, 2023	Common Stock	15,000	15,000	D
Common Stock^F10	$32.52	holding	—	—	—	—	Jun 3, 2024	Common Stock	15,000	15,000	D
Employee Stock Option (Right to Buy)^F11	$39.53	holding	—	—	—	Mar 24, 2016	Mar 24, 2026	Common Stock	15,000	15,000	D
Employee Stock Option (Right to Buy)^F12	$42.70	holding	—	—	—	—	Jun 1, 2027	Common Stock	15,000	15,000	D
Common Stock^F11	$70.15	holding	—	—	—	—	Jan 25, 2028	Common Stock	15,000	15,000	D

Explanation of responses

F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.
F1025% of the option grant is exerciseable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
F11This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F12This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F2Price adjusted due to post Arlo Techonologies, Inc. spin-off
F325% of the option grant is exerciseable on 2/9/2005, and 1/48 of the option grant is exercisable each month thereafter.
F425% of the option grant is exerciseable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F525% of the option grant is exerciseable on 6/13/2011, and 1/48 of the option grant is exercisable each month thereafter.
F625% of the option grant is exerciseable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F725% of the option grant is exerciseable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F825% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F925% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.