SEC Form 4 · accession 0001122904-19-000026
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Falcon
Officer — SVP, Operations
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | F | 1,030 | $39.61 | D | 49,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $31.28 | holding | — | — | — | — | Jun 2, 2025 | Common Stock | 9,375 | 9,375 | D |
| Employee Stock Option (Right to Buy)F1 | $39.53 | holding | — | — | — | — | Mar 24, 2026 | Common Stock | 8,334 | 8,334 | D |
| Employee Stock Option (Right to Buy)F2 | $42.70 | holding | — | — | — | — | Jun 1, 2027 | Common Stock | 21,500 | 21,500 | D |
| Common StockF1 | $70.15 | holding | — | — | — | — | Jan 25, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
- F2This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.