SEC Form 4 · accession 0001122904-18-000273
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David John Henry
Officer — SVP, Home Networking
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | S | 581 | $56.67 | D | 34,300 | D | |
| Common StockF2 | Nov 5, 2018 | S | 2,724 | $56.67 | D | 31,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $27.55 | holding | — | — | — | Apr 18, 2013 | Apr 18, 2023 | Common Stock | 788 | 788 | D |
| Employee Stock Option (Right to Buy) | $33.65 | holding | — | — | — | Apr 22, 2014 | Apr 22, 2024 | Common Stock | 1,313 | 1,313 | D |
| Employee Stock Option (Right to Buy) | $33.83 | holding | — | — | — | Apr 19, 2012 | Apr 19, 2022 | Common Stock | 525 | 525 | D |
| Employee Stock Option (Right to Buy)F3 | $39.53 | holding | — | — | — | Mar 24, 2016 | Mar 24, 2026 | Common Stock | 13,021 | 13,021 | D |
| Employee Stock Option (Right to Buy)F4 | $42.70 | holding | — | — | — | — | Jun 1, 2027 | Common Stock | 25,000 | 25,000 | D |
| Common StockF3 | $70.15 | holding | — | — | — | — | Jan 25, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.
- F2Includes 4 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
- F3This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
- F4This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.