SEC Form 4 · accession 0001122904-17-000106
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David John Henry
Officer — SVP, Home Networking
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | F | 940 | $49.55 | D | 27,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $27.55 | holding | — | — | — | Apr 18, 2013 | Apr 18, 2023 | Common Stock | 788 | 788 | D |
| Employee Stock Option (Right to Buy) | $33.65 | holding | — | — | — | Apr 22, 2014 | Apr 22, 2024 | Common Stock | 1,313 | 1,313 | D |
| Employee Stock Option (Right to Buy) | $33.83 | holding | — | — | — | Apr 19, 2012 | Apr 19, 2022 | Common Stock | 525 | 525 | D |
| Employee Stock Option (Right to Buy)F2 | $39.53 | holding | — | — | — | Mar 24, 2016 | Mar 24, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Includes 409 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
- F2This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.