SEC Form 4 · accession 0001122904-16-000414
NETGEAR, INC. · NTGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Collins III
Officer — SVP, Arlo Smart Home Devices
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | S | 780 | $49.40 | D | 17,175 | D | |
| Common Stock | Nov 2, 2016 | M | 375 | $31.28 | A | 17,550 | D | |
| Common Stock | Nov 2, 2016 | S | 375 | $49.40 | D | 17,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $31.28 | Nov 2, 2016 | S | 375 | D | Jun 2, 2015 | Jun 2, 2025 | Common Stock | 375 | 11,625 | D |
| Employee Stock Option (Right to Buy) | $27.55 | holding | — | — | — | Apr 18, 2013 | Apr 18, 2023 | Common Stock | 263 | 263 | D |
| Employee Stock Option (Right to Buy) | $33.78 | holding | — | — | — | Jun 6, 2014 | Jun 6, 2024 | Common Stock | 7,500 | 7,500 | D |
| Employee Stock Option (Right to Buy)F2 | $39.53 | holding | — | — | — | — | Mar 24, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016.
- F2This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.