SEC Form 4/A · accession 0001122904-16-000409

NETGEAR, INC. · NTGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Christine Marie Gorjanc

Officer — Chief Financial Officer

Period of report

Oct 28, 2016

Accepted (ET)

Nov 2, 2016 · 2:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122904

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 28, 2016	M	24,697	$31.31	A	100,101	D
Common Stock	Oct 28, 2016	M	8,750	$31.28	A	108,851	D
Common Stock	Oct 31, 2016	M	303	$31.31	A	109,154	D
Common Stock	Oct 31, 2016	M	11,250	$32.52	A	120,404	D
Common Stock^F2	Oct 28, 2016	S	24,697	$50.17	D	95,707	D
Common Stock^F2	Oct 28, 2016	S	8,750	$50.81	D	86,957	D
Common Stock^F2	Oct 28, 2016	S	5,304	$50.81	D	81,653	D
Common Stock^F2	Oct 31, 2016	S	303	$50.08	D	81,350	D
Common Stock^F2	Oct 31, 2016	S	11,250	$50.07	D	70,100	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F7	$31.31	Oct 28, 2016	M	24,697	D	—	Jun 6, 2022	Common Stock	24,697	303	D
Employee Stock Option (Right to Buy)^F7	$31.31	Oct 31, 2016	M	303	D	—	Jun 6, 2022	Common Stock	303	0	D
Employee Stock Option (Right to Buy)^F9	$32.52	Oct 31, 2016	M	11,250	D	—	Jun 3, 2024	Common Stock	11,250	18,750	D
Employee Stock Option (Right to Buy)^F10	$31.28	Oct 28, 2016	M	8,750	D	—	Jun 2, 2025	Common Stock	8,750	21,250	D
Employee Stock Option (Right to Buy)^F3	$29.23	holding	—	—	—	—	Jan 12, 2017	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F4	$28.79	holding	—	—	—	—	Jan 11, 2018	Common Stock	24,000	24,000	D
Employee Stock Option (Right to Buy)^F5	$35.32	holding	—	—	—	—	Feb 3, 2021	Common Stock	25,000	25,000	D
Employee Stock Option (Right to Buy)^F6	$33.15	holding	—	—	—	—	Apr 26, 2021	Common Stock	6,000	6,000	D
Employee Stock Option (Right to Buy)^F8	$32.54	holding	—	—	—	—	May 16, 2023	Common Stock	30,000	30,000	D
Employee Stock Option (Right to Buy)^F10	$39.53	holding	—	—	—	—	Mar 24, 2026	Common Stock	35,000	35,000	D

Explanation of responses

F1Amended file is to fix the date of Rule 10b5-1 trading plan. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016.
F10This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F2The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F325% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F425% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F525% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
F625% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F725% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F825% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F925% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.