SEC Form 4 · accession 0001122904-16-000265

NETGEAR, INC. · NTGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Andrew Wonki Kim

Officer — SVP, Legal and Corp. Dev.

Period of report

Jun 3, 2016

Accepted (ET)

Jun 6, 2016 · 7:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122904

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 3, 2016	F	658	$45.51	D	23,342	D
Common Stock^F2	Jun 3, 2016	S	1,092	$45.76	D	22,250	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$21.10	holding	—	—	—	—	Feb 2, 2020	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F4	$20.80	holding	—	—	—	—	Jun 13, 2020	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F5	$18.59	holding	—	—	—	—	Jun 3, 2018	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F6	$35.32	holding	—	—	—	—	Feb 3, 2021	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F7	$33.15	holding	—	—	—	—	Apr 26, 2021	Common Stock	0	0	D
Employee Stock Option (Right to Buy)^F8	$31.31	holding	—	—	—	—	Jun 6, 2022	Common Stock	1,875	1,875	D
Employee Stock Option (Right to Buy)^F9	$32.54	holding	—	—	—	—	May 16, 2023	Common Stock	8,855	8,855	D
Employee Stock Option (Right to Buy)^F10	$32.52	holding	—	—	—	—	Jun 3, 2024	Common Stock	15,625	15,625	D
Employee Stock Option (Right to Buy)^F11	$31.28	holding	—	—	—	—	Jun 2, 2025	Common Stock	25,000	25,000	D
Employee Stock Option (Right to Buy)^F11	$39.53	holding	—	—	—	—	Mar 24, 2026	Common Stock	25,000	25,000	D

Explanation of responses

F1The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
F1025% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter.
F11This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F2The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F325% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
F425% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F5This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter.
F625% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F725% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F825% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter.
F925% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter.