SEC Form 4 · accession 0001122904-16-000158

NETGEAR, INC. · NTGR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Patrick Cs Lo

Officer — Chairman and CEO · Director

Period of report

Mar 24, 2016

Accepted (ET)

Mar 28, 2016 · 8:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122904

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3,F4	Mar 24, 2016	A	30,000	$0.00	A	157,890	D
Common Stock^F1	holding	—	—		—	128,750	I	See footnote
Common Stock^F2	holding	—	—		—	147,668	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$22.68	holding	—	—	—	—	May 23, 2016	Common Stock	11,500	11,500	D
Employee Stock Option (Right to Buy)^F6	$29.23	holding	—	—	—	—	Jan 12, 2017	Common Stock	74,800	74,800	D
Employee Stock Option (Right to Buy)^F7	$28.79	holding	—	—	—	—	Jan 11, 2018	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F8	$11.41	holding	—	—	—	—	Jan 16, 2019	Common Stock	90,000	90,000	D
Employee Stock Option (Right to Buy)^F9	$21.10	holding	—	—	—	—	Feb 2, 2020	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F10	$20.80	holding	—	—	—	—	Jun 13, 2020	Common Stock	40,000	40,000	D
Employee Stock Option (Right to Buy)^F11	$35.32	holding	—	—	—	—	Feb 3, 2021	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F12	$33.15	holding	—	—	—	—	Apr 26, 2021	Common Stock	40,000	40,000	D
Employee Stock Option (Right to Buy)^F13	$31.31	holding	—	—	—	—	Jun 6, 2022	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F14	$32.54	holding	—	—	—	—	May 16, 2023	Common Stock	108,510	108,510	D
Employee Stock Option (Right to Buy)^F15	$32.52	holding	—	—	—	—	Jun 3, 2024	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F16	$31.28	holding	—	—	—	—	Jun 2, 2025	Common Stock	100,000	100,000	D
Employee Stock Option (Right to Buy)^F16	$39.53	holding	—	—	—	—	Mar 24, 2026	Common Stock	115,000	115,000	D

Explanation of responses

F1The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
F1025% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
F1125% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F1225% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F1325% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F1425% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
F1525% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
F16This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F2The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
F3This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, March 31, 2016, subject to the recipient continuing to be a Service Provider on such dates.
F4Includes 756 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
F525% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
F625% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
F725% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
F825% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
F925% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.