SEC Form 4 · accession 0001584000-15-000014
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles V. Ghoorah
Officer — President of Sales & Marketing
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2015 | A | 10,793 | $0.00 | A | 46,713 | D | |
| Common StockF2 | holding | — | — | — | 127,500 | I | Charles V. Ghoorah Irrevocable Trust (2013) | |
| Common Stock | holding | — | — | — | 955,375 | I | Charles Vijendra Ghoorah Revocable Trust (2013) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.43 | Oct 15, 2015 | A | 26,622 | A | — | Oct 15, 2025 | Common Stock | 26,622 | 26,622 | D |
| Employee Stock Option (Right to Buy)F4 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 173,371 | 173,371 | D |
| Employee Stock Option (Right to Buy)F5 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 76,982 | 76,982 | D |
Explanation of responses
- F1On October 15, 2015, the reporting person received a grant of restricted stock units pursuant to the Company's 2013 Equity Incentive Plan. The restricted stock units will vest upon the following schedule: 50% on September 15, 2016 and 50% on September 15, 2017.
- F2The reporting person disclaims beneficial ownership of the shares held by the irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- F3The shares subject to this option will become exercisable upon the following schedule: 50% will become exercisable on September 15, 2016 and 50% will become exercisable on September 15, 2017.
- F4All of the shares subject to this option are presently exercisable.
- F5The shares subject to this option will become exercisable in four equal annual installments beginning on March 15, 2016.