SEC Form 4 · accession 0001584000-15-000011
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne J. Sye
Officer — Chief Information Officer
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2015 | A | 6,476 | $0.00 | A | 426,383 | D | |
| Common Stock | holding | — | — | — | 232,541 | I | Dwayne Jerry Sye Grantor Retained Annuity Trust (2013) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.43 | Oct 15, 2015 | A | 15,973 | A | — | Oct 15, 2025 | Common Stock | 15,973 | 15,973 | D |
| Employee Stock Option (Right to Buy)F3 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,189 | 46,189 | D |
| Employee Stock Option (Right to Buy)F4 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 115,659 | 115,659 | D |
Explanation of responses
- F1On October 15, 2015, the reporting person received a grant of restricted stock units pursuant to the Company's 2013 Equity Incentive Plan. The restricted stock units will vest upon the following schedule: 50% on September 15, 2016 and 50% on September 15, 2017.
- F2The shares subject to this option will become exercisable upon the following schedule: 50% will become exercisable on September 15, 2016 and 50% will become exercisable on September 15, 2017.
- F3The shares subject to this option will become exercisable in four equal annual installments beginning on March 15, 2016.
- F4All of the shares subject to this option are presently exercisable.