SEC Form 4 · accession 0001583826-15-000008
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Ludwig
Officer — SVP, Sales
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | S | 7,500 | $31.1508 | D | 173,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,189 | 46,189 | D |
| Employee Stock Option (Right to Buy)F3 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 119,445 | 119,445 | D |
| Employee Stock Option (Right to Buy)F4 | $32.43 | holding | — | — | — | — | Oct 15, 2025 | Employee Stock Option (Right to Buy) | 15,973 | 15,973 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2015.
- F2The options will vest in four equal annual installments beginning on March 15, 2016.
- F3All options are currently exercisable.
- F4The shares subject to this option will become exercisable upon the following schedule: 50% will become exercisable on September 15, 2016 and 50% will become exercisable on September 15, 2017.