SEC Form 4 · accession 0001209191-15-071220
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne J. Sye
Officer — Chief Information Officer
Period of report
Sep 2, 2015
Accepted (ET)
Sep 17, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2015 | G | 90,065 | $0.00 | D | 232,541 | I | Dwayne Jerry Sye Grantor Retained Annuity Trust (2013) |
| Common Stock | Sep 2, 2015 | G | 90,065 | $0.00 | A | 431,907 | D | |
| Common Stock | Sep 15, 2015 | S | 5,000 | $32.2578 | D | 426,907 | D | |
| Common Stock | Sep 17, 2015 | S | 7,000 | $33.00 | D | 419,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,189 | 46,189 | D |
| Employee Stock Option (Right to Buy)F4 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 115,659 | 115,659 | D |
Explanation of responses
- F1On September 2, 2015, the Dwayne Jerry Sye Grantor Retained Annuity Trust transferred 90,065 shares of Common Stock to Dwayne J. Sye.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2015.
- F3The shares subject to this option will become exercisable in four equal annual installments beginning on March 15, 2016.
- F4All of the shares subject to this option are presently exercisable.
Remarks
Chief Information Officer