SEC Form 4 · accession 0001209191-15-027581
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwayne J. Sye
Officer — Chief Information Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | S | 4,000 | $28.00 | D | 373,842 | D | |
| Common Stock | holding | — | — | — | 322,606 | I | Dwayne Jerry Sye Grantor Retained Annuity Trust (2013) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,189 | 46,189 | D |
| Employee Stock Option (Right to Buy)F3 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 115,659 | 115,659 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2014.
- F2The shares subject to this option will become exercisable in four equal annual installments beginning on March 15, 2016.
- F357,830 of the shares subject to this option became exercisable on February 1, 2013; 28,915 of the shares became exercisable on February 1, 2014; and 28,914 of the shares became exercisable on February 1, 2015.
Remarks
Chief Information Officer