SEC Form 4 · accession 0001209191-15-001501
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Quattrone
Officer — Chief Technology Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | A | 35,920 | $0.00 | A | 700,277 | D | |
| Common StockF2 | holding | — | — | — | 125,000 | I | David C Quattrone Irrevocable Trust (2013) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $27.84 | Dec 31, 2014 | A | 76,982 | A | — | Dec 31, 2024 | Common Stock | 76,982 | 76,982 | D |
| Employee Stock Option (Right to Buy)F5 | $1.80 | holding | — | — | — | — | Mar 11, 2021 | Common Stock | 133,319 | 133,319 | D |
Explanation of responses
- F1On December 31, 2014, the reporting person was granted restricted stock units worth US $1,000,000.00. Each restricted stock unit represents a contingent right to receive one share of Cvent Common Stock. The restricted stock units will vest in four equal annual installments beginning on March 15, 2016.
- F2The reporting person disclaims beneficial ownership of the shares held by the irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
- F3On December 31, 2014, the reporting person was granted employee stock options representing a contingent right to purchase 76,982 shares of Cvent Common Stock.
- F4The shares subject to this option will become exercisable in four equal annual installments beginning on March 15, 2016.
- F559,723 of the shares subject to this option became exercisable on February 1, 2013; 36,799 of the shares became exercisable on February 1, 2014, and 36,797 of the shares will become exercisable on February 1, 2015.
Remarks
Chief Technology Officer