SEC Form 4 · accession 0000899243-16-034408
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles V. Ghoorah
Officer — President of Sales & Marketing
Period of report
Jul 14, 2016
Accepted (ET)
Nov 25, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 14, 2016 | G | 14,000 | $0.00 | D | 113,500 | I | See Footnote |
| Common Stock | Nov 22, 2016 | M | 135,990 | $1.80 | A | 215,784 | D | |
| Common StockF3 | holding | — | — | — | 905,375 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $1.80 | Nov 22, 2016 | M | 135,990 | D | — | Mar 11, 2021 | Common Stock | 37,381 | 37,381 | D |
| Employee Stock Option (Right to Buy)F5 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 76,982 | 76,982 | D |
| Employee Stock Option (Right to Buy)F6 | $32.43 | holding | — | — | — | — | Oct 15, 2025 | Common Stock | 26,622 | 26,622 | D |
| Employee Stock Option (Right to Buy)F7 | $21.73 | holding | — | — | — | — | Apr 6, 2026 | Common Stock | 88,794 | 88,794 | D |
Explanation of responses
- F1These shares were transferred to the Morgan Stanley Global Impact Finding Trust via a bona fide gift transaction, for which the Charles V. Ghoorah Irrevocable Trust (2013) did not receive any value or consideration.
- F2The shares were held directly by Charles V. Ghoorah Irrevocable Trust (2013), for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of the shares held by said Trust, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of said Trust's shares for purposes of Section 16 or for any other purpose.
- F3The shares were held directly by the Charles Vijendra Ghoorah Irrevocable Trust (2013), for which the Reporting Person serves as trustee.
- F4All of the shares subject to this option are currently exercisable.
- F5One-quarter of the shares subject to this option are currently exercisable. The remaining shares will become exercisable in three equal annual installments on March 15 in each if 2017, 2018 and 2019.
- F6One-half of the shares subject to this option are currently exercisable. The remaining shares will become exercisable on September 15, 2017.
- F7The shares subject to this option will vest in four equal installments beginning on March 1, 2017.