SEC Form 4 · accession 0000899243-16-034405
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C. Quattrone
Officer — Chief Technology Officer
Period of report
May 18, 2016
Accepted (ET)
Nov 25, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | G | 2,249 | $0.00 | D | 658,934 | D | |
| Common StockF2 | Sep 21, 2016 | G | 14,000 | $0.00 | D | 644,934 | D | |
| Common Stock | Nov 22, 2016 | M | 115,276 | $1.80 | A | 760,210 | D | |
| Common StockF3 | holding | — | — | — | 125,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $1.80 | Nov 22, 2016 | M | 115,276 | D | — | Mar 11, 2021 | Common Stock | 18,043 | 18,043 | D |
| Employee Stock Option (Right to Buy)F5 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 76,982 | 76,982 | D |
| Employee Stock Option (Right to Buy)F6 | $32.43 | holding | — | — | — | — | Oct 15, 2025 | Common Stock | 26,622 | 26,622 | D |
| Employee Stock Option (Right to Buy)F7 | $21.73 | holding | — | — | — | — | Apr 6, 2026 | Common Stock | 88,794 | 88,794 | D |
Explanation of responses
- F1These shares were transferred to University of Maryland College Park Foundation, Inc. via a bona fide gift transaction, for which the Reporting Person did not receive any value or consideration.
- F2These shares were transferred to the Quattrone Donor Advisory Fund via a bona fide gift transaction, for which the Reporting Person did not receive any value or consideration.
- F3The shares are held directly by David C. Quattrone Irrevocable Trust (2013), for which the Reporting Person serves as trustee.
- F4All of the shares subject to this option are currently exercisable.
- F5One-quarter of the shares subject to this option are currently exercisable. The remaining shares will become exercisable in three equal annual installments on March 15 in each if 2017, 2018 and 2019.
- F6One-half of the shares subject to this option are currently exercisable. The remaining shares will become exercisable on September 15, 2017.
- F7The shares subject to this option will vest in four equal installments beginning on March 1, 2017.