SEC Form 4 · accession 0000899243-16-034404
CVENT INC · CVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Ludwig
Officer — SVP, Sales
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122897
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 59,721 | $1.80 | A | 244,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.80 | Nov 22, 2016 | M | 59,721 | D | — | Mar 11, 2021 | Common Stock | 59,724 | 59,724 | D |
| Employee Stock Option (Right to Buy)F2 | $27.84 | holding | — | — | — | — | Dec 31, 2024 | Common Stock | 46,189 | 46,189 | D |
| Employee Stock Option (Right to Buy)F3 | $32.43 | holding | — | — | — | — | Oct 15, 2025 | Common Stock | 15,973 | 15,973 | D |
| Employee Stock Option (Right to Buy)F4 | $21.73 | holding | — | — | — | — | Apr 6, 2026 | Common Stock | 48,433 | 48,433 | D |
Explanation of responses
- F1All of the shares subject to this option are currently exercisable.
- F2One-quarter of the shares subject to this option are currently exercisable. The remaining shares will become exercisable in three equal annual installments on March 15 in each if 2017, 2018 and 2019.
- F3One-half of the shares subject to this option are currently exercisable. The remaining shares will become exercisable on September 15, 2017.
- F4The shares subject to this option will vest in four equal installments beginning on March 1, 2017.