SEC Form 4 · accession 0001742783-18-000008
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Popi Heron
Officer — VP, Corporate Controller
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2018 | S | 100 | $100.50 | D | 6,859 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- F2Represents shares acquired by the Reporting Person on August 31, 2018 under the Issuer's employee stock purchase plan in a transaction exempt from the reporting requirements under Section 16(a).