SEC Form 4 · accession 0001702209-18-000017
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew LaVay
Officer — EVP and CFO
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 26 | $61.46 | A | 14,433 | D | |
| Common Stock | Jun 12, 2018 | S | 26 | $109.44 | D | 14,407 | D | |
| Common Stock | Jun 12, 2018 | S | 196 | $109.4273 | D | 14,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $61.46 | Jun 12, 2018 | M | 26 | D | — | May 7, 2025 | Common Stock | 26 | 296 | D |
Explanation of responses
- F125% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
- F2The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.