SEC Form 4 · accession 0001665981-18-000002

ELLIE MAE INC · ELLI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and General Counsel

Period of report

Feb 15, 2018

Accepted (ET)

Feb 20, 2018 · 8:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122388

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 15, 2018	F	900	$89.76	D	14,238	D
Common Stock^F2	Feb 16, 2018	S	1,540	$89.22	D	12,698	D
Common Stock^F3	Feb 20, 2018	M	541	$29.96	A	13,239	D
Common Stock^F3	Feb 20, 2018	S	541	$90.18	D	12,698	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3,F5,F4	$29.96	Feb 20, 2018	M	541	D	—	Feb 18, 2024	Common Stock	541	68	D

F1Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock units. The amount of shares withheld is based on the closing price of ELLI on February 15, 2018.
F2The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
F3The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
F4Option vests with respect to 25% of the shares subject thereto on February 18, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 18, 2018.
F5The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.