SEC Form 4 · accession 0001637360-17-000008
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gates Cathleen Schreiner
Officer — EVP, Sales & Marketing
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 13,802 | $0.00 | A | 57,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on February 22, 2017 of the achievement of performance goals under 2016 performance share awards. Shares of common stock will be issued on or about March 24, 2017 with 25% of the shares vesting on each of the date of issuance, February 22, 2018, February 22, 2019 and February 22, 2020, subject to continuous service through such dates.