SEC Form 4 · accession 0001637360-16-000038

ELLIE MAE INC · ELLI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Sales & Marketing

Period of report

Feb 17, 2016

Accepted (ET)

Feb 19, 2016 · 7:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122388

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Feb 17, 2016	S	1,205	$79.379	D	20,345	D
Common Stock^F3	Feb 19, 2016	M	2,623	$24.39	A	22,968	D
Common Stock^F3	Feb 19, 2016	S	2,623	$78.50	D	20,345	D
Common Stock^F3	Feb 19, 2016	M	949	$8.90	A	21,294	D
Common Stock^F3	Feb 19, 2016	S	949	$78.50	D	20,345	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3,F5,F4	$8.90	Feb 19, 2016	M	949	D	—	Feb 27, 2022	Common Stock	949	0	D
Non-Qualified Stock Option (right to buy)^F3,F5,F6	$24.39	Feb 19, 2016	M	2,623	D	—	May 3, 2023	Common Stock	2,623	3,579	D

F1The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
F2The reported shares represent 25% of the 3/23/15 RSU grant which vested on 2/15/16; the remaining RSUs granted will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.
F3The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
F4100% of the shares subject to the option are fully vested and exercisable.
F5The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
F625% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.