SEC Form 4 · accession 0001637313-19-000004
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Tyrrell
Officer — EVP, Strategy & Technology
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | F | 1,434 | $99.00 | D | 33,319 | D | |
| Common StockF2 | Feb 25, 2019 | F | 1,281 | $98.86 | D | 32,038 | D | |
| Common StockF3,F4 | Feb 25, 2019 | S | 2,016 | $98.9557 | D | 30,022 | D | |
| Common StockF3,F5 | Feb 26, 2019 | S | 1,301 | $98.8419 | D | 28,721 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 22, 2019.
- F2Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 25, 2019.
- F3This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan.
- F4The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.8900 to $99.0300, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.4900 to $98.9800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.