SEC Form 4 · accession 0001637313-19-000002
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Tyrrell
Officer — EVP, Strategy & Technology
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | F | 2,057 | $98.90 | D | 38,638 | D | |
| Common StockF2,F3 | Feb 19, 2019 | S | 3,885 | $98.8848 | D | 34,753 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 15, 2019.
- F2This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.8200 to $98.9600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.