SEC Form 4 · accession 0001637313-16-000026
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Tyrrell
Officer — EVP, Corporate Strategy
Period of report
May 17, 2016
Accepted (ET)
May 18, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 17, 2016 | S | 851 | $78.4204 | D | 34,346 | D | |
| Common StockF1,F2,F4 | May 17, 2016 | S | 700 | $79.4029 | D | 33,646 | D | |
| Common StockF1,F2,F5 | May 17, 2016 | S | 950 | $80.3726 | D | 32,696 | D | |
| Common StockF1,F2,F6 | May 17, 2016 | S | 500 | $81.39 | D | 32,196 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- F2This number represents shares of Common Stock sold upon vesting of restricted stock units.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $77.9300 to $78.9000, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F4The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $78.9800 to $79.8500, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $80.0500 to $80.9800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F6The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $81.3100 to $81.4100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.