SEC Form 4 · accession 0001637313-15-000011
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Tyrrell
Officer — EVP, Corporate Strategy
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | M | 200 | $8.85 | A | 20,878 | D | |
| Common StockF1 | Apr 27, 2015 | S | 200 | $57.89 | D | 20,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1,F3,F2 | $8.85 | Apr 27, 2015 | M | 200 | D | — | Aug 26, 2020 | Common Stock | 200 | 8,600 | D |
Explanation of responses
- F1The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Joseph P. Tyrrell.
- F2100% of the shares subject to the option are fully vested and exercisable.
- F3The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.