SEC Form 4 · accession 0001637313-15-000007
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Tyrrell
Officer — EVP, Corporate Strategy
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2015 | A | 4,823 | $0.00 | A | 20,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $55.30 | Mar 23, 2015 | A | 10,195 | A | — | Mar 23, 2025 | Common Stock | 10,195 | 10,195 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vests in substantially equal annual installments over 4 years; 25% will vest on 2/15/16, 25% will vest on 2/15/17, 25% will vest on 2/15/18 and final 25% will vest on 2/15/19.
- F225% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.