SEC Form 4 · accession 0001527966-17-000002
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeb S. Spencer
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 4,000 | $22.20 | A | 9,008 | D | |
| Common Stock | May 12, 2017 | S | 4,000 | $107.33 | D | 5,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $22.20 | May 12, 2017 | M | 4,000 | D | — | May 29, 2023 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1100% of the shares subject to the option are fully vested and exercisable.
- F2The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.