SEC Form 4 · accession 0001513908-19-000008
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | F | 955 | $99.00 | D | 5,990 | D | |
| Common StockF2,F3 | Feb 25, 2019 | S | 1,805 | $98.9578 | D | 4,185 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 68,906 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on February 22, 2019.
- F2This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.9000 to $99.0250, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.