SEC Form 4 · accession 0001513908-19-000004
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $73.11 | Jan 18, 2019 | A | 5,082 | A | — | Jan 18, 2029 | Common Stock | 5,082 | 5,082 | D |
Explanation of responses
- F125% of the stock option shares vest on 1/18/2020, 1/48th of the total shares vest monthly thereafter.
- F2The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.