SEC Form 4 · accession 0001513908-17-000006
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Officer — Founder & Executive Chairman · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | S | 24,502 | $97.6168 | D | 192,755 | I | by Trust |
| Common Stock | Mar 14, 2017 | S | 100 | $98.06 | D | 192,655 | I | by Trust |
| Common StockF2 | Mar 15, 2017 | S | 21,127 | $98.1782 | D | 171,528 | I | by Trust |
| Common StockF3 | Mar 15, 2017 | S | 7,702 | $98.997 | D | 163,826 | I | by Trust |
| Common Stock | holding | — | — | — | 120,509 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $97.0300 to $97.9200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $97.8200 to $98.8150, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.8200 to $99.1900, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.