SEC Form 4 · accession 0001513908-16-000052
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Officer — Founder & Executive Chairman · Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $59.78 | Feb 10, 2016 | A | 14,506 | A | — | Feb 10, 2026 | Common Stock | 14,506 | 14,506 | D |
Explanation of responses
- F1Option vests with respect to 25% of the shares subject thereto on February 10, 2017, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 10, 2020.
- F2The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.