SEC Form 4 · accession 0001513908-15-000010
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Anderman
Officer — Founder and Chairman · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2015 | A | 47,500 | $0.00 | A | 217,500 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | Sig GRAT 2014 | |
| Common StockF3 | holding | — | — | — | 100,000 | I | Susan GRAT 2014 | |
| Common Stock | holding | — | — | — | 10,000 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 204,837 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on March 6, 2015 of the achievement of performance goals under 2014 performance share awards. Shares of common stock will be issued on or about April 6, 2015 with 25% of the shares vesting on each of the date of issuance, March 6, 2016, March 6, 2017 and March 6, 2018, subject to continuous service through such dates.
- F2The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
- F3The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.