SEC Form 4/A · accession 0001513908-15-000004
ELLIE MAE INC · ELLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sigmund Anderman
Officer — Chief Executive Officer · Director
Period of report
Jan 12, 2015
Accepted (ET)
Jan 28, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jan 12, 2015 | S | 7,500 | $42.197 | D | 262,337 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The purpose of this amendment is to report the Table 1, transaction type as "S", which was unintentionally disclosed as a "D" on the reporting person's original Form 4 filed with the Securities and Exchange Commission on January 14, 2015. Except as otherwise noted in this Form 4/A, all other information disclosed in the reporting person's original Form 4 was accurately reported.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $41.65 to $43.19, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.